| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-11-09 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-10-11 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2021-10-11 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2020-09-17 | 2021-06-11 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-08-07 | 2021-06-11 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2017-05-12 | 2020-07-22 |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 證券交易 | 2016-02-15 | 2017-04-21 |
已採集記錄中暫無金管局登記。