| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2026-05-27 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-05-27 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2024-01-03 | 2025-05-23 |
| Rep | 證券交易 | 2023-09-04 | 2025-05-23 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2016-02-17 | 2019-01-09 |