| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 證券交易 | 2025-12-17 | - |
| Rep | 就證券提供意見 | 2022-06-16 | - | |
| Rep | 證券交易 | 2022-06-16 | 2025-12-17 | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2017-06-26 | 2022-02-18 |
| Rep | 證券交易 | 2017-06-26 | 2022-02-18 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2016-02-18 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2016-02-18 | 2017-06-25 |