| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2026-08-31 | - |
| Rep | 證券交易 | 2026-08-31 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-04-17 | 2026-05-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2026-04-17 | 2026-05-22 |
| Rep | 證券交易 | 2026-04-17 | 2026-05-22 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2022-02-25 | 2026-01-23 |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2020-11-05 | 2021-12-13 |
| Rep | 證券交易 | 2020-11-05 | 2021-12-13 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2020-11-05 | 2021-12-13 |
| Rep | 證券交易 | 2020-11-05 | 2021-12-13 |
已採集記錄中暫無金管局登記。