| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2019-04-25 | - |
| Rep | 期貨合約交易 | 2017-06-26 | - | |
| Rep | 證券交易 | 2017-06-26 | - | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2016-02-22 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2016-02-22 | 2017-06-25 |