| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2017-04-20 | 2018-02-08 |
| Rep | 證券交易 | 2017-04-20 | 2018-02-08 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2016-02-26 | 2017-03-23 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-02-26 | 2017-03-23 |
| Rep | 證券交易 | 2016-02-26 | 2017-03-23 |