| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2023-11-06 | 2023-11-10 |
| Rep | 證券交易 | 2019-12-06 | 2019-12-11 | |
| Rep | 證券交易 | 2019-04-04 | 2019-04-12 | |
| Rep | 證券交易 | 2018-04-06 | 2018-04-13 | |
| Rep | 證券交易 | 2017-10-12 | 2017-10-20 | |
| Rep | 證券交易 | 2017-03-09 | 2017-03-17 | |
| Rep | 證券交易 | 2016-05-05 | 2016-05-13 | |
| Rep | 證券交易 | 2016-02-26 | 2016-03-05 |