| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2024-08-23 | - |
| Rep | 證券交易 | 2024-08-23 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-10-28 | 2024-08-02 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-11-13 | 2024-08-02 |
| Rep | 證券交易 | 2020-11-13 | 2024-08-02 |