| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-05-28 | 2022-07-12 |
| Rep | 證券交易 | 2018-05-28 | 2022-07-12 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2016-03-09 | 2016-05-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2016-03-09 | 2016-05-25 |