Curry, Jonathan Iain Hong Kong SFC License Details (ID 2546084)

Curry, Jonathan Iain Hong Kong SFC License Details (ID 2546084)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
HSBC Global Asset Management (Hong Kong) Limited	Rep	就證券提供意見	2023-07-31	2023-08-04
	Rep	證券交易	2023-07-31	2023-08-04
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	就證券提供意見	2023-07-31	2023-08-04
	Rep	證券交易	2023-07-31	2023-08-04
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2019-07-02	2019-07-13
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2019-07-02	2019-07-13
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2018-11-02	2018-11-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2018-11-02	2018-11-09
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2018-04-16	2018-04-27
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2018-04-16	2018-04-27
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2017-09-18	2017-09-29
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2017-09-18	2017-09-29
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2017-03-15	2017-03-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2017-03-15	2017-03-20
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2016-03-11	2016-03-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2016-03-11	2016-03-18