| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2025-10-17 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2025-10-17 | - |
| KINGSTON FUTURES LIMITED | Rep | 期貨合約交易 | 2025-06-10 | 2025-07-11 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2025-06-10 | 2025-07-11 |
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2024-06-24 | 2025-04-17 |
| Rep | 期貨合約交易 | 2023-10-18 | 2025-04-17 | |
| Lion Futures Limited | Rep | 期貨合約交易 | 2020-11-23 | 2023-07-31 |
| Lion International Securities Group Limited | Rep | 證券交易 | 2020-11-23 | 2023-07-31 |