| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Crosby Securities Limited | Rep | 就證券提供意見 | 2024-03-22 | - |
| Rep | 提供資產管理 | 2024-03-22 | - | |
| Rep | 證券交易 | 2024-03-22 | - | |
| Venture Smart Asia Limited | Rep | 證券交易 | 2023-04-11 | 2024-03-21 |
| Rep | 就證券提供意見 | 2023-02-17 | 2024-03-21 | |
| Rep | 提供資產管理 | 2023-02-17 | 2024-03-21 | |
| SingAlliance (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-12-19 | 2023-01-31 |
| Rep | 提供資產管理 | 2022-12-19 | 2023-01-31 | |
| Aletheia Analyst Network Limited | Rep | 就證券提供意見 | 2017-11-30 | 2018-09-28 |
| Leonteq Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-03-14 | 2016-03-18 |
| Rep | 證券交易 | 2016-03-14 | 2016-03-18 |
已採集記錄中暫無金管局登記。