| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2024-10-28 | - |
| Rep | 期貨合約交易 | 2024-10-28 | - | |
| Rep | 證券交易 | 2024-10-28 | - | |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2023-02-20 | 2024-09-22 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2021-10-04 | 2024-09-22 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2021-09-13 | 2024-09-22 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 證券交易 | 2021-09-13 | 2024-09-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2021-09-13 | 2024-09-22 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2020-11-30 | 2021-08-25 |