| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Delftware Capital Management (HK) Limited | Rep | 就證券提供意見 | 2026-06-03 | - |
| Rep | 提供資產管理 | 2026-06-03 | - | |
| Rep | 證券交易 | 2026-06-03 | - | |
| Solo Asset Management Limited | Rep | 提供資產管理 | 2019-07-22 | 2022-12-29 |
| Rep | 就期貨合約提供意見 | 2019-07-02 | 2022-12-29 | |
| Rep | 就證券提供意見 | 2019-07-02 | 2022-12-29 | |
| Solo Futures Limited | Rep | 期貨合約交易 | 2019-07-02 | 2022-12-29 |
| Solo Securities Limited | Rep | 證券交易 | 2019-07-02 | 2022-12-29 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期貨合約提供意見 | 2016-05-05 | 2019-04-11 |
| Rep | 期貨合約交易 | 2016-05-05 | 2019-04-11 | |
| Rep | 就證券提供意見 | 2016-03-21 | 2019-04-11 | |
| Rep | 證券交易 | 2016-03-21 | 2019-04-11 |