| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2025-08-18 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2025-08-18 | - |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2021-06-23 | 2024-05-06 |
| Rep | 就證券提供意見 | 2021-06-23 | 2024-05-06 | |
| Rep | 證券交易 | 2021-06-23 | 2024-05-06 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2016-03-30 | 2018-10-29 |
| Rep | 就證券提供意見 | 2016-03-30 | 2018-10-29 | |
| Rep | 證券交易 | 2016-03-30 | 2018-10-29 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2016-03-30 | 2018-10-29 |
| Rep | 就證券提供意見 | 2016-03-30 | 2018-10-29 | |
| Rep | 證券交易 | 2016-03-30 | 2018-10-29 |