| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2022-08-16 | 2025-10-15 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2022-08-16 | 2025-10-15 |
| Rep | 證券交易 | 2022-08-16 | 2025-10-15 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2020-12-07 | 2022-06-21 |
| Rep | 期貨合約交易 | 2020-12-07 | 2022-06-21 | |
| Rep | 證券交易 | 2020-12-07 | 2022-06-21 |