| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2025-07-18 | - |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2025-07-18 | - |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2017-05-09 | 2018-11-02 |
| Rep | 證券交易 | 2017-05-09 | 2018-11-02 | |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2016-03-31 | 2017-04-19 |