| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2016-09-12 | 2021-06-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2016-09-12 | 2021-06-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2016-03-30 | 2016-08-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2016-03-30 | 2016-05-23 |
| Rep | 就證券提供意見 | 2016-03-30 | 2016-08-30 | |
| Rep | 證券交易 | 2016-03-30 | 2016-08-30 |