| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED | RO | 就證券提供意見 | 2026-02-03 | - |
| RO | 提供資產管理 | 2026-02-03 | - | |
| RO | 期貨合約交易 | 2026-02-03 | - | |
| RO | 證券交易 | 2026-02-03 | - | |
| Rep | 就證券提供意見 | 2025-07-14 | 2026-02-03 | |
| Rep | 提供資產管理 | 2025-07-14 | 2026-02-03 | |
| Rep | 期貨合約交易 | 2025-07-14 | 2026-02-03 | |
| Rep | 證券交易 | 2025-07-14 | 2026-02-03 | |
| Zircon Securities (HK) Limited | Rep | 提供資產管理 | 2025-01-17 | 2025-04-14 |
| Rep | 期貨合約交易 | 2025-01-17 | 2025-04-14 | |
| Rep | 證券交易 | 2025-01-17 | 2025-04-14 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2024-08-30 | 2024-12-11 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2024-07-29 | 2024-12-11 |
| Rep | 提供資產管理 | 2024-07-29 | 2024-12-11 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2024-07-29 | 2024-12-11 |
| Cornucopiae Asset Management Limited | Rep | 就證券提供意見 | 2022-09-23 | 2024-07-08 |
| Rep | 提供資產管理 | 2022-09-23 | 2024-07-08 | |
| Rep | 證券交易 | 2022-09-23 | 2024-07-08 | |
| Wealthy Securities Limited | Rep | 提供資產管理 | 2021-05-05 | 2022-05-31 |
| Rep | 就證券提供意見 | 2020-12-08 | 2022-05-31 | |
| Rep | 證券交易 | 2020-12-08 | 2022-05-31 |
已採集記錄中暫無金管局登記。