| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2023-12-27 | 2024-09-14 |
| RO | 證券交易 | 2023-12-27 | 2024-09-14 | |
| Rep | 就證券提供意見 | 2023-10-16 | 2023-12-27 | |
| Rep | 證券交易 | 2023-10-16 | 2023-12-27 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2016-04-01 | 2023-07-11 |
| Rep | 證券交易 | 2016-04-01 | 2023-07-11 |