| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2023-08-14 | - |
| Rep | 證券交易 | 2023-08-14 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2020-12-29 | 2023-03-14 |
| RO | 期貨合約交易 | 2018-09-05 | 2020-12-29 | |
| Rep | 期貨合約交易 | 2016-04-05 | 2018-09-05 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-04-05 | 2023-03-14 |
| Rep | 證券交易 | 2016-04-05 | 2023-03-14 |