| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-09-30 | - |
| Rep | 證券交易 | 2019-09-30 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2019-09-30 | - |
| Rep | 期貨合約交易 | 2019-09-30 | - | |
| Rep | 證券交易 | 2019-09-30 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2018-10-18 | 2018-10-26 |
| Rep | 證券交易 | 2017-08-28 | 2017-09-02 | |
| Rep | 證券交易 | 2017-06-05 | 2017-06-09 | |
| Rep | 證券交易 | 2016-04-06 | 2016-04-13 |