| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AN QIAO INVESTMENT (HONG KONG) LIMITED | RO | 就證券提供意見 | 2025-11-28 | - |
| RO | 提供資產管理 | 2025-11-28 | - | |
| RO | 證券交易 | 2025-11-28 | - | |
| GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2024-04-18 | 2025-08-31 |
| RO | 提供資產管理 | 2024-04-18 | 2025-08-31 | |
| INTEGRITY CONSTRUCTION & DEVELOPMENT SECURITIES GROUP LIMITED | RO | 就證券提供意見 | 2024-04-18 | 2025-08-31 |
| RO | 證券交易 | 2024-04-18 | 2025-08-31 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-09-21 | 2019-09-19 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-04-07 | 2019-09-19 |