| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2026-09-17 | - |
| RO | 期貨合約交易 | 2026-09-17 | - | |
| Guotai Junan FX Limited | RO | 槓桿式外匯交易 | 2026-09-17 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2025-12-18 | - |
| RO | 證券交易 | 2025-12-18 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-06-18 | 2026-09-17 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-01-23 | 2025-12-18 |
| Rep | 證券交易 | 2024-01-23 | 2025-12-18 | |
| BOCHK Asset Management Limited | Rep | 就證券提供意見 | 2020-12-17 | 2024-01-15 |
| Rep | 提供資產管理 | 2020-12-17 | 2024-01-15 | |
| Rep | 證券交易 | 2020-12-17 | 2024-01-15 |