| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2025-07-09 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2025-07-09 | - |
| Rep | 期貨合約交易 | 2025-07-09 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-07-09 | - |
| Rep | 證券交易 | 2025-07-09 | - | |
| SC Lowy Asset Management (HK) Limited | Rep | 提供資產管理 | 2023-11-03 | 2025-02-28 |
| SC Lowy Financial (HK) Limited | Rep | 證券交易 | 2022-01-11 | 2025-02-28 |
| BOCOM International Asset Management Limited | Rep | 就證券提供意見 | 2020-12-21 | 2021-11-19 |
| Rep | 提供資產管理 | 2020-12-21 | 2021-11-19 | |
| Rep | 證券交易 | 2020-12-21 | 2021-11-19 |
已採集記錄中暫無金管局登記。