| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就證券提供意見 | 2026-07-17 | - |
| Rep | 證券交易 | 2026-07-17 | - | |
| KINGSWAY SW ASSET MANAGEMENT LIMITED (VG) | Rep | 提供資產管理 | 2026-07-17 | - |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | 就證券提供意見 | 2026-03-12 | 2026-05-07 |
| Rep | 提供資產管理 | 2026-03-12 | 2026-05-07 | |
| Rep | 證券交易 | 2026-03-12 | 2026-05-07 | |
| One Heritage Capital Management Limited | Rep | 就證券提供意見 | 2024-02-27 | 2024-04-30 |
| Rep | 提供資產管理 | 2024-02-27 | 2024-04-30 | |
| Venture Smart Asia Limited | RO | 就證券提供意見 | 2017-11-24 | 2024-01-19 |
| RO | 提供資產管理 | 2017-11-24 | 2024-01-19 | |
| RO | 證券交易 | 2017-11-24 | 2024-01-19 | |
| FT Securities Limited | RO | 就機構融資提供意見 | 2003-04-01 | 2004-12-07 |
| RO | 就證券提供意見 | 2003-04-01 | 2005-03-01 | |
| RO | 提供資產管理 | 2003-04-01 | 2005-03-01 | |
| RO | 證券交易 | 2003-04-01 | 2005-03-01 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2003-04-01 | 2004-12-07 |
| RO | 提供資產管理 | 2003-04-01 | 2004-12-07 | |
| RO | 期貨合約交易 | 2003-04-01 | 2005-03-01 |
已採集記錄中暫無金管局登記。