| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-09-04 | - |
| Rep | 證券交易 | 2025-09-04 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-09-04 | - |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-07-08 | 2025-08-08 |
| Rep | 證券交易 | 2022-07-08 | 2025-08-08 | |
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2021-01-04 | 2022-06-23 |
| Soochow Securities International Futures Limited | Rep | 就期貨合約提供意見 | 2021-01-04 | 2022-06-23 |