| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2025-05-30 | - |
| RO | 證券交易 | 2025-05-30 | - | |
| Rep | 就證券提供意見 | 2022-07-08 | 2025-05-30 | |
| Rep | 證券交易 | 2022-07-08 | 2025-05-30 | |
| CMB International Global Markets Limited | Rep | 證券交易 | 2021-09-01 | 2022-06-14 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2018-03-23 | 2022-06-14 |
| Rep | 證券交易 | 2017-10-13 | 2022-06-14 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2016-04-21 | 2017-09-24 |
| Rep | 證券交易 | 2016-04-21 | 2017-09-24 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2016-04-21 | 2017-09-24 |
| Rep | 證券交易 | 2016-04-21 | 2017-09-24 |
已採集記錄中暫無金管局登記。