| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2024-05-23 | - |
| Rep | 證券交易 | 2024-05-23 | - | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-12-14 | 2024-05-06 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-11-02 | 2024-05-06 |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-01-13 | 2021-10-15 |
已採集記錄中暫無金管局登記。