| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| COFCO Futures (International) Co., Limited | Rep | 就期貨合約提供意見 | 2023-11-27 | - |
| Rep | 就證券提供意見 | 2023-09-21 | 2025-05-12 | |
| Rep | 證券交易 | 2023-09-21 | 2025-05-12 | |
| RO | 期貨合約交易 | 2022-10-19 | - | |
| Rep | 期貨合約交易 | 2019-02-08 | 2022-10-19 | |
| CHINA CIFCO SECURITIES CO., LIMITED | Rep | 證券交易 | 2017-06-12 | 2019-01-24 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2016-04-25 | 2019-01-24 |