| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ROYAL FAMILY ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2024-11-08 | - |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2022-04-19 | 2024-09-30 |
| Rep | 提供資產管理 | 2022-04-19 | 2024-09-30 | |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-04-19 | 2024-09-30 |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2022-03-30 | 2024-09-30 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2022-03-30 | 2024-09-30 |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-01-18 | 2022-02-12 |
| Rep | 證券交易 | 2021-01-18 | 2022-02-12 |