| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-11-01 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2021-11-01 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2019-04-29 | 2021-07-15 |
| Rep | 證券交易 | 2019-04-29 | 2021-07-15 | |
| Rep | 期貨合約交易 | 2019-04-03 | 2021-07-15 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2016-04-27 | 2019-02-22 |
| Rep | 期貨合約交易 | 2016-04-27 | 2019-02-22 |