| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-11-21 | - |
| Rep | 證券交易 | 2024-11-21 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2021-02-04 | 2024-01-14 |
| Rep | 就證券提供意見 | 2021-02-04 | 2024-01-14 | |
| Rep | 期貨合約交易 | 2021-02-04 | 2024-01-14 | |
| Rep | 證券交易 | 2021-02-04 | 2024-01-14 |