| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2026-10-21 | - |
| Rep | 證券交易 | 2026-10-05 | - | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2023-10-09 | 2026-09-11 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-03-08 | 2023-09-01 |
| Rep | 期貨合約交易 | 2022-03-08 | 2023-09-01 | |
| Rep | 證券交易 | 2022-03-08 | 2023-09-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2021-02-08 | 2022-02-17 |
| Rep | 證券交易 | 2021-02-08 | 2022-02-17 |
已採集記錄中暫無金管局登記。