| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2016-12-19 | 2018-08-01 |
| Rep | 證券交易 | 2016-12-19 | 2018-08-01 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2016-04-28 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2016-04-28 | 2018-08-01 |
| Rep | 證券交易 | 2016-04-28 | 2018-08-01 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2016-04-28 | 2016-12-18 |