| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| I Win Asset Management Limited | Rep | 就證券提供意見 | 2023-06-15 | 2025-06-24 |
| Rep | 提供資產管理 | 2023-06-15 | 2025-06-24 | |
| I WIN SECURITIES LIMITED | Rep | 證券交易 | 2023-06-15 | 2025-06-24 |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2016-08-22 | 2020-09-30 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-05-03 | 2020-09-30 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-05-03 | 2020-09-30 |