| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 就證券提供意見 | 2025-10-15 | - |
| Rep | 證券交易 | 2025-10-15 | - | |
| Lion Futures Limited | Rep | 期貨合約交易 | 2017-06-27 | 2025-01-08 |
| Lion International Securities Group Limited | Rep | 證券交易 | 2017-06-27 | 2024-05-21 |
| TFI Securities and Futures Limited | Rep | 期貨合約交易 | 2016-05-31 | 2017-06-11 |
| Rep | 證券交易 | 2016-05-05 | 2017-06-11 |