| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2018-02-26 | 2018-03-02 |
| Rep | 證券交易 | 2018-02-26 | 2018-03-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2016-05-16 | 2017-07-24 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2016-05-16 | 2017-07-24 |
| Rep | 證券交易 | 2016-05-16 | 2017-07-24 |