| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2020-11-09 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-11-09 | - |
| Rep | 證券交易 | 2020-11-09 | - | |
| China Silver Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2016-05-19 | 2018-09-12 |