Personnel Hong Kong SFC License Details (ID 2585444)

Personnel Hong Kong SFC License Details (ID 2585444)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2023-11-14	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	證券交易	2023-11-14	-
CES Commodities (HK) Limited	Rep	期貨合約交易	2019-01-16	2023-10-24
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2019-01-16	2023-10-24
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2019-01-16	2023-10-24
	Rep	槓桿式外匯交易	2019-01-16	2023-10-24
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2019-01-16	2023-10-24
Everbright Securities Digital Finance (HK) Limited	Rep	證券交易	2019-01-16	2023-10-24
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2019-01-16	2023-10-24
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	就期貨合約提供意見	2018-02-27	2018-04-23
	Rep	期貨合約交易	2018-02-09	2018-04-23
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2017-09-04	2018-01-19
	Rep	槓桿式外匯交易	2017-09-04	2018-01-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2017-09-04	2018-01-19
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2017-02-14	2018-01-19
CES Commodities (HK) Limited	Rep	期貨合約交易	2016-05-31	2018-01-19
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2016-05-31	2018-01-19