| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PYXIS WEALTH ADVISORS LIMITED | Rep | 證券交易 | 2024-10-16 | - |
| Rep | 就證券提供意見 | 2024-09-12 | - | |
| Rep | 提供資產管理 | 2024-09-12 | - | |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2023-01-17 | 2024-03-14 |
| Rep | 提供資產管理 | 2023-01-17 | 2024-03-14 | |
| Raffles Assets Management (HK) Co. Limited | Rep | 就證券提供意見 | 2022-04-26 | 2022-12-12 |
| Rep | 提供資產管理 | 2022-04-26 | 2022-12-12 | |
| Rep | 證券交易 | 2022-04-26 | 2022-12-12 | |
| Guolian Securities International Asset Management Co., Limited | Rep | 提供資產管理 | 2022-02-21 | 2022-03-31 |
| Guolian Securities International Capital Co., Limited | Rep | 就證券提供意見 | 2022-02-21 | 2022-03-31 |
| Rep | 證券交易 | 2022-02-21 | 2022-03-31 | |
| LT Securities Limited | Rep | 期貨合約交易 | 2017-06-19 | 2018-05-09 |
| LT Finance Management Limited | Rep | 就證券提供意見 | 2016-06-01 | 2018-05-09 |
| LT Securities Limited | Rep | 證券交易 | 2016-06-01 | 2018-05-09 |
已採集記錄中暫無金管局登記。