| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2022-09-19 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2019-01-07 | 2022-08-28 |
| PHILIPPA HUCKLE GROUP LIMITED, THE (TRADING AS ARIA FORUM WEALTH MANAGEMENT) | Rep | 就證券提供意見 | 2016-06-01 | 2017-12-14 |
| Rep | 提供資產管理 | 2016-06-01 | 2017-12-14 | |
| Rep | 證券交易 | 2016-06-01 | 2017-12-14 |
已採集記錄中暫無金管局登記。