| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XHK Limited | RO | 期貨合約交易 | 2019-09-05 | 2021-01-20 |
| RO | 證券交易 | 2019-09-05 | 2021-01-20 | |
| FORMAX SECURITIES LIMITED | RO | 期貨合約交易 | 2018-12-14 | 2019-07-23 |
| RO | 證券交易 | 2018-12-14 | 2019-07-23 | |
| Rep | 期貨合約交易 | 2017-07-24 | 2018-12-14 | |
| Rep | 證券交易 | 2017-07-24 | 2018-12-14 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2016-06-07 | 2017-06-21 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-06-07 | 2017-06-21 |