| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLSA RESEARCH LIMITED | Rep | 就證券提供意見 | 2008-05-08 | 2008-11-14 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2007-08-23 | 2008-04-09 |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2004-08-17 | 2007-05-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | - | 2004-06-19 |
| Rep | 就證券提供意見 | - | 2004-06-19 | |
| Rep | 提供資產管理 | - | 2004-06-19 | |
| Rep | 提供自動化交易服務 | - | 2004-06-19 | |
| Rep | 證券交易 | - | 2004-06-19 |