| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grand China Securities Limited | Rep | 就證券提供意見 | 2025-08-13 | - |
| Rep | 提供資產管理 | 2025-08-13 | - | |
| Rep | 證券交易 | 2025-08-13 | - | |
| Alex KY Wong Asset Management Company Limited | Rep | 就證券提供意見 | 2022-03-30 | 2023-11-01 |
| Rep | 提供資產管理 | 2022-03-30 | 2023-11-01 | |
| AMPLE CAPITAL LIMITED | Rep | 提供資產管理 | 2020-09-03 | 2022-03-28 |
| Rep | 就證券提供意見 | 2020-07-27 | 2022-03-28 | |
| Mason Securities Limited | Rep | 就證券提供意見 | 2018-05-16 | 2020-07-14 |
| Rep | 證券交易 | 2018-05-16 | 2020-07-14 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2018-05-16 | 2020-07-14 |
| Rep | 期貨合約交易 | 2018-05-16 | 2020-07-14 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就機構融資提供意見 | 2016-06-16 | 2018-05-09 |
| Rep | 證券交易 | 2016-06-16 | 2018-05-09 |
已採集記錄中暫無金管局登記。