| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2019-04-30 | 2020-10-08 |
| Rep | 證券交易 | 2019-04-30 | 2020-10-08 | |
| STORMHARBOUR SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-09-28 | 2018-11-23 |
| Rep | 提供資產管理 | 2017-09-28 | 2018-11-23 | |
| Rep | 證券交易 | 2017-09-28 | 2018-11-23 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-08-16 | 2017-03-27 |
| ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-06-16 | 2017-03-27 |
| Rep | 提供資產管理 | 2016-06-16 | 2017-03-27 |