| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHANGFENG ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2021-08-05 | - |
| RO | 提供資產管理 | 2021-08-05 | - | |
| Grand Cartel Securities Company Limited | Rep | 證券交易 | 2020-07-03 | 2021-02-01 |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2018-06-20 | 2020-06-18 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2018-06-20 | 2020-06-18 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-09-05 | 2018-05-04 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-06-16 | 2018-05-04 |