| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2024-12-03 | - |
| Rep | 證券交易 | 2021-06-30 | - | |
| CEB International Capital Corporation Limited | Rep | 就證券提供意見 | 2018-02-05 | 2021-05-10 |
| Rep | 證券交易 | 2017-12-04 | 2021-05-10 | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-03-31 | 2017-11-20 |
| China Universal Asset Management (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2016-06-17 | 2016-12-31 |
| Rep | 提供資產管理 | 2016-06-17 | 2016-12-31 |
已採集記錄中暫無金管局登記。