| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | RO | 就證券提供意見 | 2025-01-07 | - |
| RO | 證券交易 | 2025-01-07 | - | |
| Rep | 就證券提供意見 | 2024-08-12 | 2025-01-07 | |
| Rep | 證券交易 | 2024-08-12 | 2025-01-07 | |
| Wealth Management Cube Limited | RO | 證券交易 | 2022-02-17 | 2023-04-09 |
| Rep | 證券交易 | 2017-07-26 | 2022-02-17 | |
| Superfund Financial (Hong Kong) Limited | Rep | 就證券提供意見 | 2017-04-28 | 2017-05-02 |
| Rep | 證券交易 | 2017-04-28 | 2017-05-02 | |
| iFAST Financial (HK) Limited | Rep | 就證券提供意見 | 2016-06-17 | 2017-04-10 |
| Rep | 證券交易 | 2016-06-17 | 2017-04-10 | |
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2016-06-17 | 2017-04-10 |
| Rep | 證券交易 | 2016-06-17 | 2017-04-10 |
已採集記錄中暫無金管局登記。