| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2016-12-23 | 2021-03-05 |
| Rep | 就證券提供意見 | 2016-12-23 | 2021-03-05 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2016-12-23 | 2021-03-05 |
| Rep | 證券交易 | 2016-12-23 | 2021-03-05 | |
| CGS International Securities Hong Kong Limited | Rep | 就機構融資提供意見 | 2016-06-21 | 2016-12-07 |
| Rep | 證券交易 | 2016-06-21 | 2016-12-07 |